Direct+ Product Documentation
Monitoring of the Ultimate Beneficial Ownership (UBO) is available through the Beneficial Ownership List (cmpbol) packet. This packet provides a list structure of both entities and individuals, and their relationship to the specified D-U-N-S Number with a particular focus on identifying Ultimate Beneficial Owners (UBOs) and Corporate Beneficial Owners (CBOs). Notifications are triggered by changes to shareholders (e.g. names or changes to the percentage of shares held) and person of significant control (PSC) (e.g. names or changes to the nature of control) and not to other information in the Beneficial Ownership List packet.
Note: cmpbos is not available for monitoring.
Please refer Create a Registration page for details. The UBO Monitoring registration has replicated how the existing monitoring registrations look for the end-user - with some slight deviations outlined below.
Parameters specific to UBOUBO monitoring functionality differs from the standard Direct+ Data Product monitoring functionality in the following ways:
There are two notification types available when monitoring the "cmpbol" product
{
"documentIdentifier":"850706648_2023-01-13T18:42:51Z",
"organization":{
"primaryIndustryCode":{
"usSicV4":"8741",
"usSicV4Description":"Management services"
},
"dunsControlStatus":{
"isOutofBusiness":false,
"isOutOfBusiness":false
},
"address":{
"addressCountry":{
"name":"Poland",
"isoAlpha2Code":"PL"
},
"addressCounty":{
"name":"M. Katowice"
},
"streetAddress":{
"line3":null,
"line2":null,
"line1":"Ul. Warszawska 100-10a"
},
"postalCode":"40-008",
"addressLocality":{
"name":"Katowice"
},
"addressRegion":{
"name":"slaskie"
}
},
"corporateLinkage":{
"parent":null,
"domesticUltimate":{
"duns":"850123456",
"primaryName":"FORSO INVEST"
},
"globalUltimate":{
"duns":"850123456",
"primaryName":"FORSO INVEST"
}
},
"businessEntityType":{
"description":"Limited Liability Company (PL)",
"dnbCode":18400
},
"duns":"850654321",
"beneficialOwnershipSummary":{
"corporateBeneficiariesCount":1,
"individualsCount":3,
"relationshipsCount":4,
"governmentOrganizationsCount":0,
"nationalityUnknownPSCCount":null,
"unknownNationalityPSCCount":null,
"publiclyTradingOrganizationsCount":0,
"privatelyHeldOrganizationsCount":0,
"pscCount":2,
"totalAllocatedOwnershipPercentage":90,
"unclassifedOwnersCount":0,
"organizationsCount":0,
"countryWiseSummary":[],
"nationalityWisePSCSummary":[
{
"nationality":"POLISH",
"pscCount":2
}
],
"beneficialOwnersCount":1,
"stateOwnedOrganizationsCount":0,
"pscUniqueTypeCount":1,
"typeWisePSCSummary":[
{
"pscType":{
"description":"Individual",
"pscCount":2,
"dnbCode":119
}
}
],
"countryWisePSCSummary":[],
"countryUnknownPSCCount":2,
"maximumDegreeOfSeparation":1
},
"primaryName":"FORSO INVEST",
"controlOwnershipType":null,
"ownershipUnavailableReasons":[],
"beneficialOwnership":{
"beneficialOwners":[
{
"natureOfControlType":[
{
"description":null,
"dnbCode":36312
}
],
"degreeOfSeparation":1,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":true,
"legalAuthority":"EU AML directive 5",
"isUndisclosed":null,
"changeCode":400,
"natureOfControlClass":[
{
"description":null,
"dnbCode":36136
}
],
"controlOwnershipType":null,
"isBeneficiary":false,
"natureOfControlStartDate":null,
"directOwnershipPercentage":null,
"address":null,
"residenceCountryName":"POLAND",
"businessEntityType":null,
"beneficialOwnershipPercentage":null,
"birthDate":"1983-11",
"legalForm":null,
"nationality":"POLISH",
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"Beata Chowaniec",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":273988725,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[],
"degreeOfSeparation":1,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":null,
"legalAuthority":null,
"isUndisclosed":null,
"changeCode":401,
"natureOfControlClass":[],
"controlOwnershipType":null,
"isBeneficiary":true,
"natureOfControlStartDate":null,
"directOwnershipPercentage":80,
"address":null,
"previous":{
"natureOfControlType":[],
"natureOfControlStartDate":null,
"directOwnershipPercentage":50.94,
"natureOfControlClass":[],
"beneficialOwnershipPercentage":50.94,
"isBeneficiary":true
},
"residenceCountryName":null,
"businessEntityType":null,
"beneficialOwnershipPercentage":80,
"birthDate":null,
"legalForm":null,
"nationality":null,
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"Malgorzata Janik",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":273988695,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[
{
"description":"Ownership of 75% to 100% of shares",
"dnbCode":30850
}
],
"degreeOfSeparation":1,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":true,
"legalAuthority":"EU AML directive 5",
"isUndisclosed":null,
"changeCode":400,
"natureOfControlClass":[
{
"description":"Ownership or voting rights of 75% to 100%",
"dnbCode":33476
}
],
"controlOwnershipType":null,
"isBeneficiary":false,
"natureOfControlStartDate":null,
"directOwnershipPercentage":null,
"address":null,
"residenceCountryName":"POLAND",
"businessEntityType":null,
"beneficialOwnershipPercentage":null,
"birthDate":"1989-01",
"legalForm":null,
"nationality":"POLISH",
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"Malgorzata Janik",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":273988721,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[],
"degreeOfSeparation":2,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":null,
"legalAuthority":null,
"isUndisclosed":null,
"changeCode":402,
"natureOfControlClass":[],
"controlOwnershipType":null,
"isBeneficiary":null,
"natureOfControlStartDate":null,
"directOwnershipPercentage":null,
"address":{
"addressCountry":{
"name":"Czech Republic",
"isoAlpha2Code":"CZ"
},
"streetAddress":{
"line3":null,
"line2":null,
"line1":"Vrchlickeho Sad 2831 /7"
},
"postalCode":"60200",
"addressLocality":{
"name":"Brno"
},
"addressRegion":null
},
"previous":{
"natureOfControlType":[],
"natureOfControlStartDate":null,
"indirectOwnershipPercentage":5,
"natureOfControlClass":[],
"beneficialOwnershipPercentage":5,
"isBeneficiary":true
},
"residenceCountryName":null,
"businessEntityType":null,
"beneficialOwnershipPercentage":null,
"birthDate":"1990-03",
"legalForm":null,
"nationality":null,
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"Radek Kolomaznik",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":1209918192,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[],
"degreeOfSeparation":2,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":null,
"legalAuthority":null,
"isUndisclosed":null,
"changeCode":400,
"natureOfControlClass":[],
"controlOwnershipType":null,
"isBeneficiary":true,
"natureOfControlStartDate":null,
"directOwnershipPercentage":5,
"address":{
"addressCountry":{
"name":"Czech Republic",
"isoAlpha2Code":"CZ"
},
"streetAddress":{
"line3":null,
"line2":null,
"line1":"Ceska 164 /7"
},
"postalCode":"602 00",
"addressLocality":{
"name":"Brno"
},
"addressRegion":null
},
"residenceCountryName":null,
"businessEntityType":null,
"beneficialOwnershipPercentage":5,
"birthDate":"1990-03",
"legalForm":null,
"nationality":null,
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"Radek Kolomaznik",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":1030362406,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[],
"degreeOfSeparation":1,
"isOutofBusiness":null,
"isOutOfBusiness":null,
"isPSC":null,
"legalAuthority":null,
"isUndisclosed":null,
"natureOfControlClass":[],
"controlOwnershipType":null,
"isBeneficiary":true,
"natureOfControlStartDate":null,
"directOwnershipPercentage":5,
"address":null,
"residenceCountryName":null,
"businessEntityType":null,
"beneficialOwnershipPercentage":5,
"birthDate":null,
"legalForm":null,
"nationality":null,
"beneficiaryType":{
"description":"Individual",
"dnbCode":119
},
"name":"JENKI YASUHARA",
"duns":null,
"indirectOwnershipPercentage":null,
"personId":null,
"memberID":1397831087,
"ownershipUnavailableReasons":[]
},
{
"natureOfControlType":[],
"degreeOfSeparation":5,
"isOutofBusiness":false,
"isOutOfBusiness":false,
"isPSC":null,
"legalAuthority":null,
"isUndisclosed":true,
"changeCode":400,
"natureOfControlClass":[],
"controlOwnershipType":{
"confidenceLevel":null,
"description":"Privately owned",
"dnbCode":9058
},
"isBeneficiary":false,
"natureOfControlStartDate":null,
"directOwnershipPercentage":null,
"address":{
"addressCountry":{
"name":"Japan",
"isoAlpha2Code":"JP"
},
"streetAddress":{
"line3":null,
"line2":"NIHOMBASHI TOWER",
"line1":"3-2-1, NIHOMBASHI"
},
"postalCode":"103-0027",
"addressLocality":{
"name":"CHUO-KU"
},
"addressRegion":{
"name":"TOKYO"
}
},
"residenceCountryName":null,
"businessEntityType":{
"description":"Corporation (JP)",
"dnbCode":32142
},
"beneficialOwnershipPercentage":null,
"birthDate":null,
"legalForm":null,
"nationality":null,
"beneficiaryType":{
"description":"Business",
"dnbCode":118
},
"name":"LIFE INSURANCE COMPANY",
"duns":"987654321",
"indirectOwnershipPercentage":0,
"personId":null,
"memberID":104369188,
"ownershipUnavailableReasons":[]
}
]
},
"pscUnavailableReasons":[]
},
"documentCreatedTimestamp":"2023-01-13T18:42:51Z"
}